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Executive Treatment Solutions

Pretrial Diversion Support

Pretrial Diversion Support and Treatment Planning

When pretrial diversion is being explored, the legal pathway and the support plan are different parts of the process. Defense counsel handles eligibility and legal strategy. ETS helps organize treatment, assessments, testing, monitoring, case management and progress documentation when those services are relevant.

California has multiple diversion pathways. The legal pathway, eligibility and conditions depend on the individual case.

Support may include

  • Assessments & Evaluations

  • Behavioral Health Treatment

  • Mental Health Therapy

  • Testing / Monitoring

  • Case Management

  • Progress Documentation

The appropriate support depends on the individual situation, provider recommendations and legal strategy.

Two different questions

Diversion Eligibility and Treatment Support Are Not the Same Thing

Legal eligibility

  • Applicable diversion pathway
  • Charge and allegations
  • Statutory requirements
  • Jurisdiction
  • Prosecutor and court procedure
  • Defense strategy

Handled with defense counsel.

Support-side planning

  • Assessment
  • Treatment
  • Testing
  • Monitoring
  • Case management
  • Documentation
  • Provider coordination

Coordinated by ETS and qualified providers where appropriate.

ETS does not determine whether someone qualifies for diversion.

Research & Support

What Research Says About the Support Side

Pretrial diversion is a legal pathway, but many diversion-related plans also involve behavioral health treatment, mental health care, substance-use treatment or structured follow-through. Independent research can help explain why appropriate treatment and consistent participation matter. These studies do not measure diversion acceptance, dismissal, sentencing or ETS outcomes.

  • 58 Studies

    Structured Cognitive Behavioral Programs Have Been Widely Studied

    A Campbell Collaboration review examined 58 studies of cognitive behavioral programs for justice-involved populations. Across the studies, average recidivism was approximately 4 in 10 among comparison groups and 3 in 10 among participants receiving the studied treatment.

    The strongest programs performed better, and implementation quality was an important factor.

    Study limit

    This research evaluated specific cognitive behavioral programs and did not study pretrial-diversion acceptance.

    Effects of Cognitive-Behavioral Programs for Criminal Offenders · Source: Campbell Collaboration

    View source
  • 40–60%

    Drug Use Fell Across Treatment Studies Cited by NIDA

    NIDA summarizes several studies in which drug treatment reduced drug use by approximately 40% to 60%.

    Study limit

    This evidence is relevant when a genuine substance-use treatment need is present. It does not predict a legal result.

    Source: National Institute on Drug Abuse

    View source
  • 50%/ 75%

    Psychotherapy Improvement Has Been Measured Over Time

    The American Psychological Association cites research in which 50% of psychotherapy patients showed noticeable improvement after approximately eight sessions, while 75% improved by six months.

    Study limit

    General psychotherapy evidence, not pretrial-diversion research.

    Source: American Psychological Association

    View source
  • 90+ Days

    Treatment Duration Can Matter When Substance Use Is Involved

    NIDA's research-based guide for criminal-justice populations notes that better substance-use treatment outcomes are generally associated with treatment lasting longer than 90 days.

    Study limit

    Treatment length should reflect individual clinical needs. This is not a universal diversion-program duration.

    Source: National Institute on Drug Abuse

    View source

About this research

These findings describe treatment and behavioral outcomes in the populations studied. They do not measure whether someone will receive pretrial diversion, whether charges will be dismissed, what sentence may result, or the outcomes of ETS clients. ETS does not claim to provide or replicate every intervention evaluated in these studies.

The basics

What Pretrial Diversion Means at a Practical Level

"Pretrial diversion" is an umbrella term. It describes legal pathways where an eligible person may get a chance to complete certain requirements before the case is resolved the usual way. It is not one identical program used in every California case.

California pretrial diversion can look very different from one matter to the next. Different pathways can involve different conditions, different decision-makers and different eligibility rules. They can also set different treatment expectations, reporting requirements and completion requirements. Those rules come from the law, the court and the prosecutor — not from ETS.

Some diversion programs involve behavioral health care, such as mental health treatment or substance-use treatment. Others may focus on drug or alcohol testing, monitoring, education, counseling, restitution or other conditions. Many involve only some of these. No single list fits every case, and not every program requires treatment at all.

This is where the support side comes in. When a pathway is being discussed, a person may need a qualified assessment to understand what care, if any, fits. If treatment is recommended, it has to be set up with the right providers. Testing or monitoring may need to be scheduled. Appointments, results and provider updates need to be tracked so nothing is lost.

ETS helps with that practical work. We coordinate assessments, treatment, testing, monitoring and case management, and we keep progress documentation organized. With written consent, we can prepare clear updates for the defense attorney. Defense attorney coordination matters because your attorney decides how — and whether — any of this information is used in the legal matter.

Keep in mind

Program structure, eligibility, conditions and legal consequences vary.

Read the deeper guide: What Is Pretrial Diversion in California?

A client and an advisor reviewing a support plan at a desk

California diversion

Pretrial Diversion in California Is Not One Single Program

California law includes multiple diversion statutes and legal pathways. Which pathway, if any, applies is a question for defense counsel based on the charge, circumstances, jurisdiction and current law.

  • Penal Code § 1001.95

    Court-Initiated Misdemeanor Diversion

    California law provides a form of court-initiated misdemeanor diversion under Penal Code section 1001.95. In general terms, it allows a judge to offer diversion in certain misdemeanor matters, with conditions set by the court.

    Detailed eligibility and statutory requirements should be reviewed with defense counsel.

  • Penal Code § 1001.36

    Mental Health Diversion

    California has a mental-health diversion pathway for cases where qualifying mental-health circumstances are involved. Treatment is a central part of this pathway, and the court plays a role in deciding whether it applies.

    Whether someone qualifies is a legal and clinical question, not a checklist.

  • Veteran / Service Member Pathways

    Military and Veterans Diversion

    California law contains diversion provisions that specifically address certain current and former members of the military. These provisions focus on treatment needs that may be connected to military service.

    Your attorney can explain whether any of these provisions may be relevant.

  • Substance-Use Pathways

    Drug and Substance-Related Diversion

    California also has diversion pathways for certain drug-related matters, often connected to substance-use treatment or education. No drug offense automatically qualifies; the details depend on the charge and the law.

    When substance use is part of the picture, a qualified assessment can help clarify treatment needs.

These examples illustrate that 'pretrial diversion' can refer to different legal pathways. ETS does not determine which statute applies or whether someone is legally eligible.

Eligibility is a legal question

Questions Your Attorney May Evaluate

Instead of a list of charges that 'qualify', these are the kinds of questions defense counsel may look at.

Please note

These are legal and case-specific questions. ETS does not determine eligibility.

  1. What legal diversion pathway may apply?

    California has more than one pathway, and each has its own rules. Knowing which one is in play shapes every next step.

  2. Does the charge fall within that pathway?

    Pathways are often limited to certain charges or situations. The specific allegations matter, which is why this is reviewed case by case.

  3. Are there exclusions or statutory requirements?

    Some pathways have exclusions, conditions or required findings. Missing one can change whether a pathway is realistic.

  4. What role do the prosecutor and court have?

    Depending on the pathway, the prosecutor, the judge or both may have a say. That affects timing and what information may be helpful.

  5. What treatment or documentation may actually be relevant?

    Support should match the legal pathway and the person's real needs. Your attorney can tell ETS what information, if any, would be useful.

What ETS may coordinate

Support Services That May Be Relevant

Not everyone exploring diversion needs these services. ETS helps arrange only what fits the person's actual situation.

Individualized planning

What a Pretrial Diversion Support Plan May Include

There is no single ETS diversion package. The appropriate support plan depends on the person's needs, qualified provider recommendations, the legal pathway being explored and the information defense counsel actually needs.

  • Assessment

    A diversion assessment with a qualified provider helps clarify what care, if any, is appropriate. It gives the rest of the plan a clinical starting point instead of guesswork.

  • Mental Health Treatment

    When a mental health need is identified, the plan may include therapy or psychiatric care with licensed providers, set at a pace that fits the person's needs.

  • Substance Use Treatment

    When substance use is a real concern, the plan may include outpatient, intensive outpatient or residential treatment, based on provider recommendations.

  • Drug or Alcohol Testing

    Testing may be part of the plan when a condition requires it or when it supports recovery. ETS helps schedule it and keeps results in one place.

  • Monitoring

    Diversion monitoring, such as remote alcohol monitoring, may be added when a plan or condition calls for ongoing tracking over time.

  • Case Management & Documentation

    Case management ties the plan together. ETS tracks appointments, collects authorized updates and keeps court progress documentation organized for your attorney.

Real needs first

A Treatment Plan Should Address Actual Needs, Not Just Create Paperwork

The goal is not to sign someone up for services just because a case exists. A clinically appropriate plan should be tied to real needs found in an assessment. Treatment should not be chosen simply because it sounds persuasive. Qualified providers make the clinical recommendations. ETS coordinates the plan and keeps it on track. Defense counsel decides legal strategy.

  • Assess

    Start with a qualified assessment so the plan reflects real needs, not assumptions.

  • Coordinate

    Connect with the right providers and remove practical barriers to care, like scheduling and transportation.

  • Document

    Keep accurate records of what actually happens — attendance, results and provider updates.

Documentation

Progress Documentation Should Be Accurate and Organized

Good records are simple, accurate and easy to follow. They describe what actually happened.

  • Participation

    Attendance and engagement in recommended care, recorded as it happens.

  • Testing / Monitoring

    Results and history from drug or alcohol testing or monitoring, where relevant.

  • Provider Updates

    Authorized updates from treating providers, shared only with written consent.

  • Progress Summary

    A clear, organized summary of what has been done and what is still ahead.

  • Milestones

    Completed evaluations, treatment participation, testing and monitoring history, provider-reported progress and program milestones.

Important

ETS may help organize authorized progress information. ETS does not decide what should be filed with the court. Defense counsel determines whether and how documentation is used in the legal matter. Case Management

Why coordination matters

Treatment, Monitoring and Documentation Work Better When They Are Coordinated

When a case is pending, the support side can get messy fast. Common problems include:

  • Missed appointments
  • Fragmented providers
  • Inconsistent records
  • Unclear treatment recommendations
  • Multiple testing sources
  • Difficulty gathering updates

Centralized case management puts one coordinator in the middle. Appointments, test results and provider updates flow to one place, so the person and their family are not chasing paperwork and the attorney gets organized information when it is requested.

Coordination reduces administrative fragmentation. It does not change or predict a legal outcome.

  1. Individual / Family

    Shares the situation and consents to what is shared.

  2. ETS Coordination

    One point of contact for the support plan.

    • Assessment
    • Treatment
    • Testing
    • Monitoring
    • Documentation
  3. Providers + Testing + Monitoring

    Qualified providers deliver care, testing and monitoring.

  4. Organized Information

    Attendance, results and authorized updates in one place.

  5. Defense Attorney

    Separate from ETS.

    Defense counsel determines legal strategy and how information is used.

The coordination process

How ETS Supports the Treatment Side When Diversion Is Being Explored

  1. 01

    Step 01: Understand the Situation

    A confidential conversation about what is happening, who is involved and what the attorney has shared so far.

  2. 02

    Step 02: Identify Relevant Support Needs

    Work out which services, if any, fit the person's real needs — often starting with a qualified assessment.

  3. 03

    Step 03: Coordinate Appropriate Providers and Services

    Connect with qualified providers for assessment, care, testing or monitoring, and handle scheduling.

  4. 04

    Step 04: Track Participation and Progress

    Keep appointments, attendance, results and provider updates organized over time so nothing slips.

  5. 05

    Step 05: Organize Authorized Updates

    With written consent, prepare clear, accurate updates for the defense attorney when they are requested.

Clear boundaries

What ETS Does Not Do

ETS coordinates the support side. Legal decisions stay with defense counsel, the prosecutor and the court.

What ETS Does Not Do

  • Determine eligibility
  • Provide criminal-defense representation
  • Promise acceptance
  • Guarantee dismissal
  • Select the applicable statute
  • Predict judge or prosecutor decisions
  • Guarantee legal outcomes

What ETS Helps Coordinate

  • Assessment
  • Treatment
  • Testing
  • Monitoring
  • Case management
  • Provider coordination
  • Progress documentation
  • Authorized attorney updates

Working together

Built to Work Alongside the Legal and Treatment Team

Pretrial support often involves more than one person or provider. ETS helps keep the support side organized while each professional stays within their own role.

  • Individuals & Families

    One point of coordination for appointments, treatment, testing, monitoring and documentation when multiple pieces of the support plan are moving at once.

  • Defense Attorneys

    Organized support-side information and authorized updates while legal strategy, eligibility and court decisions remain with counsel.

  • Treatment Providers

    Clearer coordination around scheduling, participation, requested records and provider updates when the client authorizes communication.

“Considering this was my first time ever having to deal with serious criminal charges, I was panicking about what to do next. My attorney recommended that I reach out to Max. Before the end of my initial consultation, Max had already initiated the treatment process.”
Anonymous · Client

Use these guides for deeper legal and procedural education. This page focuses on ETS's support and coordination role.

Questions

Frequently Asked Questions

Short answers that keep support planning separate from legal eligibility.

View All FAQs

It is a general term for legal pathways where an eligible person may complete set requirements before the case moves forward the usual way. Programs differ a lot. Our guide What Is Pretrial Diversion in California? explains more.

Confidential consultation

If Diversion Is Being Discussed, Get the Support Side Organized

ETS can help coordinate appropriate treatment, assessments, monitoring, case management and documentation while your attorney handles the legal strategy.

A calm consultation between a client and an ETS coordinator
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